English
Noun
- a branch of mathematics that studies (usually finite) collections of objects
that satisfy specified criteria (see the Wikipedia
article for further details)
Combinatorics is a branch of
pure
mathematics concerning the study of
discrete
(and usually
finite)
objects. It is related to many other areas of
mathematics, such as
algebra,
probability
theory,
ergodic
theory and
geometry, as well as to applied
subjects in
computer
science and
statistical
physics. Aspects of combinatorics include "counting" the
objects satisfying certain criteria (
enumerative
combinatorics), deciding when the criteria can be met, and
constructing and analyzing objects meeting the criteria (as in
combinatorial
designs and
matroid
theory), finding "largest", "smallest", or "optimal" objects
(
extremal
combinatorics and
combinatorial
optimization), and finding
algebraic structures these
objects may have (
algebraic
combinatorics).
Combinatorics is as much about problem solving as
theory building, though it has developed powerful theoretical
methods, especially since the later twentieth century (see the page
List of combinatorics topics for details of the more recent
development of the subject). One of the oldest and most accessible
parts of combinatorics is
graph
theory, which also has numerous natural connections to other
areas.
There are many combinatorial patterns and
theorems related to the
structure of combinatoric sets. These often focus on a
partition
or
ordered
partition of a set. See the
List
of partition topics for an expanded list of related topics or
the
List of combinatorics topics for a more general listing. Some
of the more notable results are highlighted below.
An example of a simple combinatorial question is
the following: What is the number of possible orderings of a deck
of 52 distinct playing cards? The answer is 52! (52
factorial), which is equal to
about 8.0658 × 1067.
Another example of a more difficult problem:
Given a certain number n of people, is it possible to assign them
to sets so that each person is in at least one set, each pair of
people is in exactly one set together, every two sets have exactly
one person in common, and no set contains everyone, all but one
person, or exactly one person? The answer depends on n. See
"
Design
theory" below.
Combinatorics is used frequently in
computer
science to obtain estimates on the number of elements of
certain sets. A mathematician who studies combinatorics is often
referred to as a combinatorialist or combinatorist.
History of Combinatorics
Earliest uses
The earliest books about combinatorics are
from India. A
Jainist text, the
Bhagabati Sutra, had the first mention of a combinatorics problem;
it asked how many ways one could take six tastes one, two, or three
tastes at a time. The Bhagabati Sutra was written around 300 BC,
and thus was the first book to mention the
choice
function . The next ideas of Combinatorics came from
Pingala, who was
interested in
prosody.
Specifically, he wanted to know how many ways a six syllable meter
could be made from short and long notes. He wrote this problem in
the Chanda sutra (also Chandahsutra) in the second century BC . In
addition, he also found the number of meters that had n long notes
and k short notes, which is equivalent to finding the binomial
coefficients.
The ideas of the Bhagabati were generalized by
the Indian mathematician Mahariva in 850 AD, and Pingala's work on
prosody was expanded by Bhaskara and Hemacandra in 1100 AD.
Bhaskara was the first known person to find the generalized choice
function, although
Brahmagupta may
have known earlier. Hemacandra asked how many meters existed of a
certain length if a long note was considered to be twice as long as
a short note, which is equivalent to finding the Fibonacci numbers.
While India was the first nation to publish results on
Combinatorics, there were discoveries by other nations on similar
topics. The earliest known connection to Combinatorics comes from
the
Rhind
papyrus, problem 79, for the implementation of a geometric
series. The next milestone is held by the
I Ching. The book
is about what different hexagrams mean, and to do this they needed
to know how many possible hexagrams there were. Since each hexagram
is a permutation with repetitions of six lines, where each line can
be one of two states, solid or dashed, combinatorics yields the
result that there are 2^6=64 hexagrams. A monk also may have
counted the number of configurations to a game similar to
Go
around 700 AD. Although China had relatively few advancements in
enumerative combinatorics, they solved a
combinatorial
design problem, the
magic
square, around 100 AD.
In Greece,
Plutarch wrote
that the Xenocrates discovered the number of different syllables
possible in the Greek language. This, however, is unlikely because
this is one of the few mentions of Combinatorics in Greece. The
number they found, 1.002 \cdot 10^ also seems too round to be more
than a guess. .
Magic squares remained an interest of China, and
they began to generalize their original 3×3 square between 900 and
1300 AD. China corresponded with the Middle East about this problem
in the 13th century. The Middle East also learned about binomial
coefficients from Indian work, and found the connection to
polynomial expansion.
Combinatorics in the West
Combinatorics came to Europe in
the 13th century through two mathematicians,
Leonardo
Fibonacci and
Jordanus
de Nemore. Fibonacci's
Liber Abaci
introduced many of the Arabian and Indian ideas to Europe,
including that of the Fibonacci numbers. Jordanus was the first
person to arrange the binomial coefficients in a triangle, as he
did in proposition 70 of De Arithmetica. This was also done in the
Middle East in 1265, and China around 1300. Today, this triangle is
known as Pascal's triangle.
Pascal's
contribution to the triangle that bears his name comes from his
work on formal proofs about it, in addition to his connection
between it and probability. Together with Leibniz and his ideas
about partitions in the 17th century, they are considered the
founders of modern combinatorics.
Both Pascal and Leibniz understood that algebra
and combinatorics corresponded (aka, binomial expansion was
equivalent to the choice function). This was expanded by De Moivre,
who found the expansion of a multinomial. De Moivre also found the
formula for derangements using the principle of
inclusion-exclusion, a method different from Nikolaus Bernouli, who
had found them previously. He managed to approximate the
binomial
coefficients and
factorial.
Finally, he found a closed form for the Fibonacci numbers by
inventing
generating
functions.
In the 18th century,
Euler worked on
problems of combinatorics. In addition to working on several
problems of probability which link to combinatorics, he worked on
the
knights
tour,
Graeco-Latin
square,
Eulerian
numbers, and others. He also invented graph theory by solving
the
Seven Bridges of Königsberg problem, which also led to the
formation of
topology.
Finally, he broke ground with
partitions by the use of
generating
functions.
Enumerative combinatorics
Counting the number of ways that
certain patterns can be formed is the central problem of
enumerative combinatorics. Two examples of this type of problem are
counting combinations and counting permutations (as discussed in
the previous section). More generally, given an infinite collection
of finite sets indexed by the
natural
numbers, enumerative combinatorics seeks to describe a counting
function which counts the number of objects in Sn for each n.
Although counting the number of elements in a set is a rather broad
mathematical
problem, many of the problems that arise in applications have a
relatively simple combinatorial description.
The simplest such functions are
closed
formulas, which can be expressed as a composition of elementary
functions such as
factorials, powers, and so on.
For instance, as shown below, the number of different possible
orderings of a deck of n cards is f(n) = n!. Often, no closed form
is initially available. In these cases, we frequently first derive
a recurrence relation, then solve the recurrence to arrive at the
desired closed form.
Finally, f(n) may be expressed by a
formal
power series, called its
generating
function, which is most commonly either the
ordinary generating function
Often, a complicated closed formula yields little
insight into the behavior of the counting function as the number of
counted objects grows. In these cases, a simple
asymptotic approximation may
be preferable. A function g(n) is an asymptotic approximation to
f(n) if f(n)/g(n)\rightarrow 1 as n\rightarrow
infinity.
In this case, we write f(n) \sim g(n)\,.
Once determined, the generating function may
allow one to extract all the information given by the previous
approaches. In addition, the various natural operations on
generating functions such as addition, multiplication,
differentiation, etc., have a combinatorial significance; this
allows one to extend results from one combinatorial problem in
order to solve others.
When the order matters, and an object can be
chosen more than once, the number of permutations is
where n is the number of objects from which you
can choose and r is the number to be chosen.
For example, if you have the letters A, B, C, and
D and you wish to discover the number of ways to arrange them in
three letter patterns (
trigrams)
- order matters (e.g., A-B is different from B-A, both are
included as possibilities)
- an object can be chosen more than once (A-A
possible)
you find that there are 43 or 64 ways. This is
because for the first slot you can choose any of the four values,
for the second slot you can choose any of the four, and for the
final slot you can choose any of the four letters. Multiplying them
together gives the total.
Permutations without repetitions
When the order matters and
each object can be chosen only once, then the number of
permutations is
- (n)_ = \frac where n is the number of objects from which you
can choose, r is the number to be chosen and "!" is the standard
symbol meaning factorial.
For example, if
you have five people and are going to choose three out of these,
you will have 5!/(5 − 3)! = 60
permutations.
Note that if n = r (meaning the number of chosen
elements is equal to the number of elements to choose from; five
people and pick all five) then the formula becomes
- \frac = \frac = n!
where 0! = 1.
For example, if you have the same five people and
you want to find out how many ways you may arrange them, it would
be 5! or
5 × 4 × 3 × 2 × 1 = 120
ways. The reason for this is that you can choose from 5 for the
initial slot, then you are left with only 4 to choose from for the
second slot etc. Multiplying them together gives the total of
120.
When the order does not matter and each
object can be chosen only once, the number of combinations is the
binomial
coefficient:
where n is the number of objects from which you
can choose and k is the number to be chosen.
For example, if you have ten numbers and wish to
choose 5 you would have 10!/(5!(10 − 5)!) = 252
ways to choose. The binomial coefficient is also used to calculate
the number of permutations in a lottery.
Combinations with repetitions
When the order does not
matter and an object can be chosen more than once, then the number
of combinations is
where n is the number of objects from which you
can choose and k is the number to be chosen.
For example, if you have ten types of donuts (n)
on a menu to choose from and you want three donuts (k) there are
(10 + 3 − 1)! / 3!(10 − 1)! = 220 ways to
choose (see also
multiset).
Fibonacci numbers
Let f(n) be the number of distinct
subsets of the set S(n)=\ that do not contain two consecutive
integers. When n = 4, we have the sets , , , , , , , , so f(4) = 8.
We count the desired subsets of S(n) by separately counting those
subsets that contain element n and those that do not. If a subset
contains n, then it does not contain element n-1. So there are
exactly f(n-2) of the desired subsets that contain element n. The
number of subsets that do not contain n is simply f(n-1). Adding
these numbers together, we get the recurrence relation:
- f(n) = f(n-1) + f(n-2)\, ,
where f(1)=2 and f(2)=3.
As early as 1202,
Leonardo
Fibonacci studied these numbers. They are now called
Fibonacci
numbers; in particular, f(n) is known as the n+2nd Fibonacci
number. Although the recurrence relation allows us to compute every
Fibonacci number, the computation is inefficient. However, by using
standard techniques to solve
recurrence
relations, we can reach the
closed
form solution:
where \phi = (1 + \sqrt 5) / 2, the
golden
ratio.
In the above example, an
asymptotic
approximation to f(n) is:
as n becomes large.
Structural combinatorics
Graph theory
Graphs are basic objects in combinatorics. The
questions range from counting (e.g. the number of graphs on n
vertices with k edges) to structural (e.g. which graphs contain
Hamiltonian
cycles) to algebraic questions (e.g. given a graph G and two
numbers x and y, does the
Tutte
polynomial TG(x,y) have a combinatorial interpretation?). It
should be noted that while there are very strong connections
between graph theory and combinatorics, these two are sometimes
thought of as separate subjects.
Design theory
A simple result in the
block design
area of combinatorics is that the problem of forming sets,
described in the introduction, has a solution only if n has the
form q2 + q + 1. It is less simple to prove that a solution exists
if q is a
prime power.
It is conjectured that these are the only solutions. It has been
further shown that if a solution exists for q congruent to 1 or 2
mod 4, then q is a sum of two
square
numbers. This last result, the
Bruck-Ryser
theorem, is proved by a combination of constructive methods
based on
finite
fields and an application of
quadratic
forms.
When such a structure does exist, it is called a
finite
projective
plane; thus showing how
finite
geometry and combinatorics intersect.
Matroid theory
Matroid
theory abstracts part of
geometry. It studies the
properties of sets (usually, finite sets) of vectors in a
vector space
that do not depend on the particular coefficients in a
linear
dependence relation. Not only the structure but also
enumerative properties belong to matroid theory.
For instance, given a set of n vectors in
Euclidean
space, what is the largest number of
planes
they can generate? Answer: the
binomial
coefficient
Is there a set that generates exactly one less
plane? (No, in almost all cases.) These are extremal questions in
geometry, as discussed below.
Extremal and probabilistic combinatorics
Many extremal
questions deal with
set systems. A
simple example is the following: what is the largest number of
subsets of an n-element set one can have, if no two of the subsets
are disjoint? Answer: half the total number of subsets. Proof: Call
the n-element set S. Between any subset T and its
complement
S − T, at most one can be chosen. This proves the maximum
number of chosen subsets is not greater than half the number of
subsets. To show one can attain half the number, pick one element x
of S and choose all the subsets that contain x.
A more difficult problem is to characterize the
extremal solutions; in this case, to show that no other choice of
subsets can attain the maximum number while satisfying the
requirement.
Often it is too hard even to find the extremal
answer f(n) exactly and one can only give an
asymptotic estimate.
Ramsey theory
Ramsey
theory is a celebrated part of extremal combinatorics. It
states that any
sufficiently
large random configuration will contain some sort of
order.
Frank P.
Ramsey proved that for every integer k there is an integer n,
such that every graph on n vertices either contains a clique or an
independent set of size k. This is a special case of
Ramsey's
theorem. For example, given any group of six people, it is
always the case that one can find three people out of this group
that either all know each other or all do not know each other. The
key to the proof in this case is the
Pigeonhole
Principle: either A knows three of the remaining people, or A
does not know three of the remaining people.
Here is a simple proof: Take any one of the six
people, call him A. Either A knows three of the remaining people,
or A does not know three of the remaining people. Assume the former
(the proof is identical if we assume the latter). Let the three
people that A knows be B, C, and D. Now either two people from know
each other (in which case we have a group of three people who know
each other - these two plus A) or none of B,C,D know each other (in
which case we have a group of three people who do not know each
other - B,C,D). QED.
Extremal combinatorics
The types of questions addressed in
this case are about the largest possible graph which satisfies
certain properties. For example, the largest triangle-free graph on
2n vertices is a
complete
bipartite graph Kn,n.
Probabilistic combinatorics
Here the questions are of the
following type: what is the probability of a certain graph property
for a random graph (within a certain class) E.g. what is the
average number of triangles in a random graph? Probabilistic
methods are also used to determine the existence of combinatorial
objects with certain prescribed properties (for which explicit
examples might be difficult to find), simply by observing that the
probability of randomly selecting an object with those properties
is greater than 0.
Geometric combinatorics
Geometric combinatorics is related
to
convex
and
discrete
geometry. It asks, e.g. how many faces of each dimension can a
convex
polytope have.
Metric
properties of polytopes play an important role as well, e.g. the
Cauchy theorem on rigidity of convex polytopes. Special
polytopes are also considered, such as
permutohedron,
associahedron and
Birkhoff
polytope.
Topological Combinatorics
References
- Bjorner, A. and Stanley, R.P., A Combinatorial
Miscellany
- Graham, R.L., Groetschel M., and Lovász L., eds. (1996).
Handbook of Combinatorics, Volumes 1 and 2. Elsevier
(North-Holland), Amsterdam, and MIT Press, Cambridge, Mass. ISBN
0-262-07169-X.
- The Crest of the Peacock: Non-European Roots
of Mathematics
- Katz, Victor J. (1998). A History of Mathematics: An
Introduction, 2nd Edition. Addison-Wesley Education Publishers.
ISBN 0-321-01618-1.
- Lindner, Charles C. and Christopher A. Rodger (eds.) Design
Theory, CRC-Press; 1st. edition (October 31, 1997). ISBN
0-8493-3986-3.
- van Lint, J.H., and Wilson, R.M. (2001). A Course in
Combinatorics, 2nd Edition. Cambridge University Press. ISBN
0-521-80340-3.
- O'Connor, John J. and Robertson, Edmund F. (1999-2004).
MacTutor History of Mathematics archive. St
Andrews University.
- Rashed, R. (1994). The development of Arabic mathematics:
between arithmetic and algebra. London.
- Stanley,
Richard P. (1997, 1999). Enumerative Combinatorics,
Volumes 1 and 2. Cambridge
University Press. ISBN 0-521-55309-1, ISBN 0-521-56069-1.
-
Combinatorial Analysis – an article in
Encyclopædia Britannica Eleventh Edition
- Riordan, John (1958). An Introduction to Combinatorial
Analysis, Wiley & Sons, New York (republished).
- Riordan, John (1968). Combinatorial identities, Wiley &
Sons, New York (republished).
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